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17.1 Dielectrophoresis [DEP top]
Dielectrophoresis (DEP) isoften used in microsystems as a mechanism for manipulating particles. It is appealing
because the dielectrophoretic force on a particle scales with the characteristic length scale of the system to the -3
power, and dielectrophoretic forces are quite large when small devices are employed. Further, particle response
varies based on the frequency and phase of the applied field. Because the user can change particle
response by changing a setting on a function generator, DEP measurements afford great flexibility to the
user.
The term dielectrophoresis refers to the Coulomb response of an electrically polarized object in a nonuniform
electric field. In contrast to linear electrophoresis, it (a) does not require that the object have a net charge and (b) has
a nonzero time-averaged effect even if AC electric fields are used.
Consider, as an example, a spherical, uncharged, uniform, ideal dielectric particle with a finite polarizability,
expressed using its electrical permittivity εp, suspended in empty space. If a uniform electrical field is applied to this
system, the sphere polarizes (Figure 17.2), and there is a net positive charge at one end of the sphere and a net
negative charge on the other end of the sphere. Given that the electric field is uniform, the Coulomb forces on either
end of the sphere are equal and opposite, and the net Coulomb force is zero. If the electric field is nonuniform,
however, the side of the sphere with the larger electric field feels a larger attractive force, and the net force moves the
particle toward the region of high electric field. Motion toward high electric field regions istermed positive
dielectrophoresis.
Microfluidic applications involve particles suspended in a medium (usually an aqueous solution) with electrical
permittivity εm. For the moment, we assume that the medium is a perfect dielectric as well. In this
case, the arguments are similar to above, except that the particle and the medium both polarize. For a
particle suspended in a medium, the net force on the particle is dependent on the difference between the
polarization of the particle and the polarization of the medium. If the medium polarizes less than the particle,
the particle experiences positive dielectrophoresis and moves toward the high electric field region. If
the medium polarizes more than the particle, the particle experiencesnegative dielectrophoresis and
moves toward the low electric field region. In both cases, the direction of motion of the particle is a
function of the electric field magnitude, but not its polarity. Thus the dielectrophoretic response of an
uncharged, uniform, ideal dielectric object in an ideal dielectric medium is independent of whether a DC
or AC field is used, or even the frequency of the field, as long as the permittivity is independent of
frequency.
The above description highlights the basic physics of dielectrophoresis—by controlling the polarization of a
particle with respect to the suspending medium, charge is generated at the interface between the particle and the
medium. This charge is called Maxwell-Wagner interfacial charge. The motion of the particle is dictated by the sign
and magnitude of this charge. In the upcoming sections, we quantify the response of a uniform, uncharged sphere
and extend the analysis to include media and particles with finite conductivity and permittivity; describe Maxwell
equivalent body techniques for describing nonuniform isotropic particles; and extend the analysis to account for
surface charge and the attendant electrical double layer. We also describe the response of nonspherical particles, and
describe electrorotation and traveling-wave DEP, both phenomena based on applied electric fields with spatially
varying phase.
While the analysis in this section is mostly focused on predicting DEP, the velocity of a particle in a
nonuniform field is the end result. In a manner analogous with electrophoretic mobility or electroosmotic mobility,
the dielectrophoretic velocity can be described using adielectrophoretic mobility, μDEP:
which is written in terms of the magnitude of the applied electric field, i.e., the field that would have existed if
the particle were absent. We derive expressions for the dielectrophoretic mobility in the sections to
follow.
17.1.1 Inferring the Coulomb force on an enclosed volume from the electric field outside the volume
All dielectrophoretic analysis techniques are enabled by the fundamental concept that the only information required
to determine the Coulomb force on an enclosed volume is the material properties and electric field on the outer
surface of that enclosed volume. This property follows mathematically from Maxwell’s equations– for
example, in the absence of magnetic fields, we can show that the force on an enclosed volume is given
by
where S is the surface of the volume and is a unit outward normal.
This leads to an enormous simplification when we use electrodynamic solutions to predict the force on a
particle. Equation 17.2 illustrates that the force on the particle can be determined from only the electric
field and permittivity at the surface. Thus two different particles, if they result in the same solution
for the electric field in the suspending medium, feel the same electrostatic force, even if they lead
to a different solution for the electric field inside the particle. Further, given two alternate systems
suspended in a uniform medium and an arbitrary volume large enough to enclose either one, if the two
systems lead to the same electric field on the outside of the volume, the force on each system is the
same.
This result enables multiple analytical tools. For example, if we can replace a particle with a simpler structure
that creates the same electric field at the surface of the particle, then the force on the simple structure predicts the
force on the physical particle. This is the basis for the dipole approximation for the dielectrophoretic force on a
sphere, or the Maxwellian equivalent body for particles of regular shape but nonuniform material properties. Even if
such a simple analytical approach is not possible (for example, for irregularly shaped objects), we need only find the
solution by integrating Equation 17.2, the so-called Maxwell stress tensor approach. The electric field inside the
particle need not be known.
17.1.2 The force on an uncharged, uniform, isotropic sphere in a linearly varying electric field with uniform,
isotropic phase
We solve for the force on a particle in terms of material properties and the applied field ext( ). By applied field, we
refer to the electric field that would exist if the particle were absent. The electric field and potential in the presence
of the particle are written as ( ) and ϕ( ).
The dielectrophoretic force on an uncharged, uniform, isotropic, dielectric sphere (Figure 17.3) of radius a
located at the origin in a steady linearly varying electric field with uniform, isotropic phase can be
derived by first solving for the electrical potential ϕ around a sphere in a uniform applied field (here we
take ext = E0ẑ) to evaluate its effective dipole and then calculating the force on that effective dipole
owing to a linear variation in electric field. Thus we solve Gauss’s law for ( ) using the Laplace
equation:
 | (17.3) |
with boundary conditions at r = ∞:
 | (17.4) |
and at r = a:
 | (17.5) |
where subscripts m and p refer to the medium and particle, respectively, and the n-direction is normal to the surface
and directed outward, toward the suspending medium (cf. Equation 5.23).
Rather than solving this steady problem, however, we consider AC electric fields, which is analogous and more
general. For AC fields, the general approach is the same, but we combine the charge conservation and Poisson
equations to create a complex version of the Laplace equation, which we can then solve in terms of the complex
permittivity.
To determine the effective dipole induced in a sphere by a uniform applied electric field, we consider a sphere
with no surface charge and uniform isotropic properties εp and σp embedded in a medium with uniform, isotropic
properties εm and σm. We assume a uniform applied sinusoidal electric field
 | (17.6) |
where E0 is the peak magnitude of the applied electric field. We write the analytical representation of the applied
field as
 | (17.7) |
As described in Section 5.3, the charge conservation equation (without convection)
 | (17.8) |
and the Poisson equation
 | (17.9) |
can be combined and written as an equation for the complex electric displacement:
 | (17.10) |
or, in terms of the complex permittivity = ε+σ∕jω, as an equation for the electrical potential:
 | (17.11) |
with boundary conditions at r →∞:
 | (17.12) |
and at r = a:
 | (17.13) |
Here subscripts m and p indicate medium (fluid) and particle, respectively. The electrostatic condition (Gauss’s law)
and the electrodynamic condition (charge conservation) are simultaneously specified with this complex equation,
and the solution provides the response at all frequencies. The solution is written in terms of several complex
quantities, which can be directly related to the dynamics of system response. This system has a solution in term of
Legendre polynomials, as described in the appendix in Section F.1.1. Inside the sphere r < a, the solution
is
 | (17.14) |
while the solution outside the sphere r > a is
 | (17.15) |
The solution outside the sphere consists of a term corresponding to the electric field ( = -E0rcosϑexpjωt = E0zexpjωt)
and a term corresponding to a point dipole (Section F.1.1) at the origin. In terms of the Legendre polynomials
bounded at infinity, i.e., the multipolar expansion, this dipole has coefficient B1 = E0 a3expjωt,
corresponding to an electrical dipole with dipole moment phasor
The quantity
 | (17.17) |
is called the Clausius-Mossotti factor; the Clausius-Mossotti factor is equal to the first-order (dipolar) polarization
coefficient, often denoted by (1).
The electrical potential outside r = a is therefore identical to the electrical potential that would exist if the
sphere were replaced with an oscillating point dipole oscillating at frequency ω with dipole moment
phasor
 | (17.18) |
Returning to real quantities, this effective dipole moment is given by
 | (17.19) |
or, equivalently,
 | (17.20) |
where
 | (17.21) |
and
 | (17.22) |
The magnitude of the dipole moment is proportional to , the magnitude of , and is proportional to the
magnitude of the net charge buildup at either end of the sphere; the phase lag between the applied electric field and
the dipole moment is  , the angle of . Equivalently, Re is the portion of the dipole moment in phase
with the applied electric field, and Im is the portion of the dipole moment that is 90 degrees out of phase with
the applied electric field.
Since a point dipole at the origin can be used to create the same electric field outside the particle, and given our
earlier observations in Section 17.1.1, the force on the volume enclosing the particle is the same as the force on any
volume enclosing a point dipole at the origin with dipole moment specified by Equation 17.16. Since the force on
a dipole is given by = ⋅∇ ext, the force on a particle is given by the dot product of the applied
electric field gradient and the effective dipole moment. This relation is valid if the applied electric
field varies linearly, and this linear variation is small enough over the length of the sphere that the
effective induced dipole calculated for a uniform field is still accurate. The force on the sphere is thus
given by the force on a dipole in a linearly varying electric field ( = ⋅∇ ext for the steady-state
case).
Since we are working with the analytic representations and wish to take the product of and , we must note
that  ≠ and therefore use Equation G.36. The analytical representation of the force on the particle can therefore
be written as:
 | (17.23) |
returning to real quantities, the resulting instantaneous force is given by
 | (17.24) |
or, applying the inverse chain rule,
 | (17.25) |
Thus, the force on the particle has a DC component proportional to Re , and a component at 2ω with
magnitude proportional to . While the force at 2ω is significant, the observed velocity at 2ω is damped by the
viscous drag of the fluid surrounding the particle, and the velocity magnitude at 2ω is smaller than the DC motion by
the factor , where τp = 2a2ρp∕9η is the characteristic time of particle equilibration. Thus at high
frequencies, the oscillatory particle motion is damped. In addition to this, even undamped oscillatory particle motion
is difficult to observe with standard microscopy setups. Because of this, we focus on the time-averaged
force
where the brackets denote time-averaging. For a DC applied field ext, the result has a similar form, but has double
the magnitude:
since the average value of cos2 is (1∕2).
Since the effective dipole and the applied electric field ext are collinear, the torque × ext on a uniform
sphere is zero. From the above results, we can immediately write the dielectrophoretic mobility of a sphere: For a
spherical particle of radius a, for which the drag force is = 6π ηa, thedielectrophoretic mobility μDEP is given
by
The real part of the Clausius-Mossotti factor, Re , ranges from 1 (for p ≫ m) to -0.5 (for m ≫ p). The
sign of Re determines whether particles move up (Re > 0) or down (Re < 0) gradients in the
squared electric field magnitude. Stated in different terms, the sign of Re determines whether particles are
attracted to, or repelled from, regions of high electric field magnitude.
The gradient indicates that the dielectrophoretic force is related to the spatial variation of electric field
magnitude squared. This means that FDEP is independent of the polarity of electric field vectors, so particles
experience a time-averaged force even with AC fields, whether harmonic or non-harmonic.
The force on a sphere is proportional to the sphere volume. DEP is a second-order effect that scales with
applied voltage squared and with system characteristic length to the -3 power. In the high-frequency
limit, can be replaced by ε in Equation 17.17; DEP effects are strictly due to the polarization of the
medium and particle as expressed by their permittivities. In the low-frequency limit, can be replaced
by σ in Equation 17.17; DEP effects are strictly a function of the conductivities of the medium and
particle.
17.1.3 Maxwellian equivalent body for inhomogeneous, spherically symmetric particles
While the result for an uncharged homogeneous sphere (Equation 17.27) is straightforward to evaluate, many
objects are poorly approximated as homogeneous. In particular, biological cells have a complicated internal
structure, a gross model of which might include a lipid bilayer encapsulating a conductive cytosol with a defined
nucleus. If the body can be approximated as spherically symmetric with several discrete layers, however, an
effective dipole can again be defined.
Consider an uncharged sphere with a radius a2 with a core of radius a1 suspended in a uniform medium. Let the
properties of the core be ε1 and σ1, the properties of the shell be ε2 and σ2, and the properties of the
medium be εm and σm. Given a uniform harmonic applied field, this system consists of the complex
equation
 | (17.29) |
with boundary conditions at r →∞:
 | (17.30) |
at r = a1:
 | (17.31) |
and at r = a2:
 | (17.32) |
This system, while algebraically more tedious than the one for a homogeneous sphere, can also be solved using
Legendre polynomials, and the solution outside the particle can again be written in terms of the uniform applied
field plus the response of a dipole at the origin. The solution for the effective dipole can be written in a form
identical to Equation 17.16:
 | (17.33) |
if we set the radius in Equation 17.33 equal to the outer radius of the composite particle (a = a2) and write the
effective complex permittivity p of the particle as a function of the properties and thicknesses of the two particle
components:
As was the case for a homogeneous uncharged sphere, we can determine the force on the uncharged core-shell
sphere because it induces an electric field outside the particle that is mathematically equivalent to that
generated by the effective dipole using the definitions in Equations 17.33 and 17.34. For particles with
more than one shell, the effective permittivity of the particle is determined by repeated application of
Equation 17.34, starting from the core, calculating the effective permittivity of the core plus one shell, then
calculating the effective permittivity of that plus the second shell, and so on working out through all of the
shells.
Maxwellian equivalent body for thin outer shells
When the outer shell is vanishingly thin as compared to the core, Equation 17.34 takes on a simplified form.
Consider the solution from Equation 17.34, but let Δa = a2 -a1 with Δa ≪ a2. We can write a linear expansion
(a23∕a13 = 1+3Δa∕a2) and show that the effective permittivity is given by
If σ2 ≫ σ1 and ε2 ≫ ε1, as might be the case for an electrolyte film at the surface of a polystyrene bead, this
simplifies to
which is reminiscent of the parallel relation for capacitors, because in this limit the core is the primary resistance to
current, current goes primarily through the shell layer, and thus the field lines are almost parallel to the shell surface.
If σ2 ≪ σ1 and ε2 ≪ ε1, as might be observed in a biological cell with a low-conductivity, low-permittivity lipid
bilayer at its surface, this simplifies to
which is reminiscent of the series relation for capacitors, because in this limit the shell is the primary resistance to
current, and thus the field lines are normal to the shell surface.
17.1.4 Dielectrophoresis of charged spheres
The analysis for spheres with no surface charge often gives a good estimate for the performance of relatively large
spheres in the thin double limit, especially when the particle itself is relatively conductive. However, if the particle is
not conductive or if the double layer is not thin, the presence of charge on the surface, and particularly the double
layer, effects the net dipole on the particle. In fact, the response of the double layer routinely dominates the
dielectrophoretic response of nanoparticles.
Response owing to fixed surface charge
In a system with no free charge (e.g., a solid particle suspended in space), the presence of uniform fixed surface
charge on the surface of a particle does not directly lead to a change in the dielectrophoretic response of the particle.
For example, consider a particle with radius a and a surface charge density q′′. If this system is exposed to a uniform
DC or AC electric field, the solution for the electric field outside the particle is unchanged except for an additional
steady term given by
 | (17.38) |
which is just the electric potential induced by a charge 4πa2q′′, the total charge on the particle, at the origin. Thus
the presence of fixed charge leads to a net Coulomb force on the particle, but it does not change the induced dipole
caused by the electric field, or the dielectrophoretic response.
Response owing to property variation in the electrical double layer
While a fixed charge density on the surface of an object does not lead to a change in the induced dipole, in
aqueous systems, the surface charge density is balanced by the charge in the electrical double layer, and the ion
distribution in the electrical double layer does change the dielectrophoretic response. If the double layer is
spherically symmetric and the electromigration of ions can be approximated with an effective ohmic conductivity,
the effect of the ion concentration in the double layer can be incorporated into a general multishell
model for the effective dipole response of the particle, or, if the double layer is thin, the effect of the
increased conductivity and reduced permittivity can be handled with a thin shell model as discussed in
Section 17.1.3. This approach neglects the fluid convection, and accounts for all ion electromigration (including
convective transport) through the use of an effective ohmic double layer conductivity. If convective
processes distort the double layer and cause double layer fluid properties to vary from spherical symmetry
(cf. Figure 13.4), then spherically-symmetric shell models cannot predict the effective dipole of the
particle—no simple model exists for describing dielectrophoretic response when this occurs. Double layer
asymmetry occurs at low frequencies (the so-called alpha relaxation), when the cycle is long enough that an
appreciable amount of charge can build up in the double layer on either end of a particle and convection
can carry this charge beyond the boundaries of the static double layer. We also discuss double layer
asymmetry in Section 13.2.3 as a reason for nonlinearity in the electrophoretic response of particles—there,
electrophoretic response is nonlinear when the double layer becomes distorted and generates an adverse electric
field.
17.1.5 Dielectrophoresis of non-spherical objects
Dielectrophoresis of spheres is analytically convenient because the effective dipole and, in turn, the
dielectrophoretic force can be calculated straightforwardly. For non-spherical objects, the calculations are more
complex.
Maxwell stress tensor approach
The dielectrophoretic force on a particle with irregular shape can be determined by solving the Laplace equation for
the potential distribution inside and outside the particle, and integrating the Maxwell stress tensor is given in the
absence of magnetic fields by
to give the force:
where S denotes the surface of the particle and is an outward-pointing unit normal.
For a harmonic electric field, the time-averaged form of the stress tensor is
 | (17.41) |
where is the unit or identity tensor, denotes time-averaging, and the asterisk denotes complex
conjugation.
The Maxwell stress tensor technique is the most general, but because of its computational demands, it is used
only when analytical techniques are inapplicable to the particle under study.
Multipole expansion
The multipole expansion is a compromise between the effective dipole techniques and the Maxwell stress tensor
techniques. A multipolar expansion, in general, is an expansion of the electric field in powers of 1∕r corresponding
to solutions of the Laplace equation obtained by separation of variables (Appendix F). For some simple geometries,
an exact result can be obtained with a small number of terms. For example, for a sphere in a weakly varying electric
field, the exact result requires only a uniform field term and an effective dipole term. Multipole expansions are
always implemented with a finite number of terms, and in that sense are always approximations of the (exact)
Maxwell stress tensor description. This approach is useful in cases where the particle geometry is
simple, but either (a) variations in the electric field are on the same length scale as the particle, or (b) the
dipole moment (the n = 1 term of the general multipole expansion) is zero (such as at a local field null
point).
While a general multipole yields the most general result possible from a series expansion, linear multipoles
describe most systems, especially for fields that are linearly polarized. The linear multipole solution assumes that the
particle and domain are axisymmetric, and is generated using separation of variables applied to the axisymmetric
Laplace equation (see Section F.1.1).
The force on a linear multipole is
 | (17.42) |
and the accuracy of this approximation is good if the electric field is close to axisymmetric on the length scale of the
particle.
DEP of ellipsoids
In general, the shape of a polarized particle influences the electric field it creates. As particle shape deviates from
spherical, the applicability of the equivalent dipole representation based on a spherical particle rapidly decreases.
Consider a prolate ellipsoidal particle with a long axis, a1, and equivalent minor axes, a2 = a3. The effective dipole
moment has three vector components:
 | (17.43) |
where each axis has its own Clausius-Mossotti factor:
 | (17.44) |
defined using depolarization factors Li:
 | (17.45) |
This analysis leads to three dipole moments, one along each axis of the ellipsoid. If the field gradient is not
aligned with the principal axis, the effective dipole will lead to a torque that rotates the particle’s principal axis to be
in line with the applied field. If the electric field gradient is aligned with the principal axis, there is no net torque on
the particle, and the dielectrophoretic force can be evaluated in terms of the dipole moment along the principal axis,
using the depolarization factor
 | (17.46) |
where the eccentricity e is given by
 | (17.47) |
The dielectrophoretic mobility for a prolate ellipsoid with its long axis parallel to the direction of the applied
electric field is found by combining equations 8.40, 17.43, and 5.33:
 | (17.48) |
17.1.6 Nonuniform and anisotropic phase effects
A harmonic electric field with uniform and isotropic phase (as assumed in Section 17.1.2) leads to a particle force
proportional to Re , and the spatial dependence comes from the ∇( 0 ⋅ 0) term. The torque on a particle with
an applied field with uniform, isotropic phase is zero.
A particle feels a torque if the phase is anisotropic. This is normally referred to as electrorotation (ROT). When
the phase is anisotropic, i.e., when the phases of the different vector components of the electric field are unequal, we
refer to the field as a circularly polarized or rotating electric field. Figure 17.4 shows an electrode setup used for
electrorotation.
If the phase is nonuniform, the particle experiences an additional force and torque. The force resulting from this
nonuniform phase is the basis of traveling-wave DEP techniques. Figure 17.5 illustrates an interdigitated electrode
array used for traveling-wave DEP.
Both electrorotation and traveling-wave DEP are analyzed by allowing the phase of the applied signal to vary as
a function of both the position and the electric field component. Thus each component i = 1,2,3 of the
applied electric field is written as E0,i( ) = E0,i( )cos . The analytic representation of each
component is 0,i = E0,iexpj . Writing each component 0,i = E0,iexpjαi defines a complex vector
quantity that captures the nonuniformity and anisotropy. The applied electric field can then be written
as
 | (17.49) |
Comparing this to Equation 17.7, the only difference is that the real vector 0 has been replaced with the phasor
. The effects of this are described in detail in the following sections.
Electrorotation
The instantaneous torque on an induced dipole is given by = × ext, and the time-averaged torque is given by
or × *. The effective dipole is
 | (17.50) |
Evaluating the time-averaged cross product using the guidelines in Section G.3, we find
 | (17.51) |
The torque is proportional to Re[ ]×Im[ ] and to Im . The vector product Re[ ]×Im[ ] has three
components that quantify how much the applied electric field is rotating around the three coordinate axes. If the
phase is isotropic, then Re and Im point in the same direction, and the torque is zero. The imaginary
component Im is a measure of the dipole component that is 90 degrees out of phase with the applied field.
The dipole moment in phase with the field induces no torque, since it points in the same direction as the electric
field, but the dipole moment 90 degrees out of phase with the field is oriented normal to the electric field and induces
a torque. Thus the cross-product quantifies how much the field is rotating, and the imaginary part of
the Clausius-Mossotti factor quantifies what fraction of the effective dipole lags behind to induce the
torque.
Electrorotation is often quantified by measuring particle rotation rates as a function of electric field rotation
frequency—this measurement is often termed an ROT spectrum and the process electrorotation spectroscopy.
Because the real and imaginary parts of the Clausius-Mossotti factor are related by the Kramers-Krönig relation,
ROT spectra inform dielectrophoretic experiments and vice versa, and electrorotation is maximum when DEP is at
its minimum.
Rotating electric fields can be created by forming a quadrupolar configuration and driving each electrode at a
different phase (again, φ = 0, π∕2, π, and 3π∕2 form the components of the ABCD configuration)or by using an
octode cage consisting of two planar, quadrupolar electrode arrays assembled facing one another. One quadrupolar
array is offset by a few degrees (by adding a phase increment between the signals driving the quadrupolar
arrays).
Traveling-wave DEP
We can repeat the analysis on a sphere with nonuniform electric field phase. In this case, the time-averaged
force
The first term in this equation is equal to the time-averaged dielectrophoretic force with uniform phase. The
second term arises only in the presence of a spatially non-uniform electric field phase. The second term illustrates
the physical behavior of particles under the influence of a spatially-varying phase. Unlike the uniform-phase
effects, which are maximized when the dipole moment and field are in phase and the gradient of the
field squared is high, the spatially-varying-phase effects are maximized when the dipole moment and
field are π∕2 out of phase and when the curl of the real and imaginary parts of the electric field are
large.
Traveling-wave DEP uses an array of electrodes patterned in a microfluidic channel. The electrode array is
composed of alternating, independently driven electrodes with different phase (e.g., α = 0, π∕4, π∕2, 3π∕4, 0, ...).
The electrode array is aligned at an angle to the direction of flow. These signals — irrespective of phase — levitate
particles against gravity within the flow field owing to irrotational, negative dielectrophoresis, and the varying phase
drives particles transverse to the direction of flow according to the imaginary component of the Clausius-Mossotti
factor.
Creating spatially varying phase signals in microfluidic systems is most often accomplished using arrays of
interdigitated electrodes. By applying a different phase to various electrodes in an array, a spatially varying field is
produced. The electrode array itself is often fabricated at an angle to the microfluidic channel, because the twDEP
forces that are created drive particles perpendicular to electrode orientation. This configuration leads to sorting as a
function of the imaginary component of the Clausius-Mossotti factor transverse to the direction of
flow:
Electrode configurations
Micro-fabricated electrodes are generally the most practical and straightforward method for creating non-uniform
electric fields. They benefit from a long history of fabrication techniques and technologies, and are
quite flexible in terms of implementation. In practical applications, their potential major limitations
are fouling and electrolysis at low electric field frequencies. Some device designs may also require
complex multi-level microfabrication increasing the cost of devices as well as the time required to create
them.
As previously discussed, changing the shape and orientation of electrodes, in addition to modulating the
frequency and phase applied, can give rise to dielectrophoretic particle trapping, dielectrophoretic sorting,
electrorotation, and traveling wave dielectrophoresis effects. We now explore specific geometries and their key
experimental parameters.
Interdigitated Electrode Array
The interdigitated electrode array is a common electrode configuration used in DEP studies. The
electrode array consists of two sets of electrodes, grounded and energized, that alternate spatially.
This creates a non-uniform field in the region of the electrode array that traps particles against a flow
(Figure 17.6).
Castellanos, et al. examined the case of two adjacent electrodes in detail in [187]. Their results detail the
relative effects of DEP and hydrodynamics on the motion of particles adjacent to the electrode array.
Castellanos and co-workers analyzed an interdigitated, two-electrode configuration. The electrodes were
energized with a 5V potential and separated by a distance of 25 μm. In general, motion due to gravity and
dielectrophoresis vary with particle volume, and dielectrophoresis dominates provided an appropriate
electric potential is chosen (frequency and magnitude). Brownian motion decreases with increasing
particle size, depending inversely on . For a particle size in the micron regime, this can be overcome by
dielectrophoresis with a relatively low electric field. A similar argument can be made for the effects of
buoyancy.
Interdigitated electrode arrays have been used extensively to retain particles of interest from a
microchannel flow, or to filter out unwanted particles from an analyte stream. Electrodes are typically gold and
patterned on a glass substrate using a lift-off procedure. Only a few relevant design parameters need be
optimized: electrode width, inter-electrode distance, electrode length, and fluidic channel depth. With
these parameters set, variations in applied electric field magnitude and frequency are left to vary in the
experiment.
Electric fields and particle motion are easily modeled (and have been calculated analytically in [188]) in
interdigitated electrode systems and can lead to consistent results when accurate particle models are
used [189, 187]. The advantages of planar, interdigitated electrode arrays are simplicity of fabrication and analysis.
Disadvantages of the interdigitated electrode array are the potential for permanent particle adhesion during positive
dielectrophoresis and the inherent “binary” separation achieved under a particular set of experimental
conditions.
Castellated Electrodes
Castellated electrodes are similar to interdigitated electrodes. Rather than straight electrodes, however, the
castellated electrode array consists of square-wave shaped electrodes. These patterns are usually placed parallel to
each other and consist of alternating low- and high-separation regions, creating alternating low and high electric
field regions, respectively. Two different configurations of castellated electrodes are used, pictured here: symmetric
and offset.
Castellated electrode arrays have been used to focus particles from a well-mixed solution into a line of particles
for subsequent analysis. This technique has been used in DEP sorting devices and micro-scale dielectric
spectroscopy experiments, where the electrical response of individual particles is examined [190, 191]. Both
straight and castellated interdigitated electrode arrays can sustain a fluid flow and potentially trap particles against
fluid drag forces using DEP. This characteristic has been used to measure not only the sign, but also the magnitude,
of DEP forces as a function of frequency. This is accomplished by measuring the number of particles collected by
the array at varying electric field frequencies. Castellated electrode arrays, however, are most typically used to
concentrate samples (in the high electric field regions, under positive DEP) or to pattern particles at a specific
location. The advantage of castellated interdigitated electrodes is the localization of high electric field
regions.
Angled Electrodes
Angled electrodes can be used to separate particles based on DEP response or as a pre-concentration system to
create a localized stream of particles. Castellated electrodes have been used as “concentrators” as well, but the
mechanism is slightly different. Castellated electrodes act to focus particles using negative dielectrophoresis
(referring to the sign of , meaning particles are directed away from regions of high electric field) and focused by
the cumulative action of a series of high field regions generated between two parallel castellated electrodes. Angled
electrodes, in contrast, rely on negative dielectrophoresis to trap particles against fluidic drag forces.
Dielectrophoretic forces and fluidic drag forces parallel to the direction of flow balance, and a net force parallel to
the electrode results (Figure 17.9).
Angled electrodes have a few advantages that have led researchers to utilize them to preferentially
guide particles or trap them. By angling the electrodes, with reference to the channel, particles trapped
against a channel wall by nDEP (see Section 17.1.6) can be displaced transverse to the direction of
flow. In this manner, they have been used to preferentially direct particles to different outlets or focus
particles [192, 193, 194].
Traps
Electrode-based DEP traps generally consist of geometries that tend to trap single particles. The goal is
usually to create a system of addressable particle traps to observe individual particle responses to a
stimulus or to study biological particle interactions as a function of distance. Methods used to achieve
addressable trapping include point-lid, quadrupole cages, ring-dot, and “DEP microwell” geometries
(Figure 17.10) [195].
Related work on dielectrophoresis from our research group can be found here.
[Return to Table of Contents]
Jump To:
[Kinematics]
[Couette/Poiseuille Flow]
[Fluid Circuits]
[Mixing]
[Electrodynamics]
[Electroosmosis]
[Potential Flow]
[Stokes Flow]
[Debye Layer]
[Zeta Potential]
[Species Transport]
[Separations]
[Particle Electrophoresis]
[DNA]
[Nanofluidics]
[Induced-Charge Effects]
[DEP]
[Solution Chemistry]
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